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Risk and Compliance

Risk and Compliance

Course information

Operational risk management

Foundation in FSA Regulation

Investigative Interview Skills 

Foundation in the FSA's Conduct of Business Rules

Preparing for ARROW Visits

Setting and Managing Training & Competence Standards

Project Management

and many more....

White Papers

TCF and debt recovery

Benefits of MiFID to Retail Clients

Articles and Fact Sheets

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Contact CTP to discuss your Risk & Compliance training, strategy or business needs


 

CTP have a thorough understanding of the "regulation" … but more importantly the ability to … translate it into company process efficiently and with the minimum of fuss.”
Head of People Development, JLT Risk Solutions Ltd

Our philosophy is to address compliance as an integral part of the way business is done, not as a separate issue. In the Risk and Compliance area we provide training to two distinct audiences:-

 Compliance and risk professionals - with specialist workshops

 Business people - with the "how to" of compliance and risk

Our success comes from designing "compliance" training that delivers better business results

Our Training Consultants bring real life experience of working in the types of businesses they train this means that they can relate to the practical difficulties faced in achieveing compliance and explain how to overcome them.

We have been most sucessful in running interactive workshops for Boards and Senior Managers to help them address their responsibilities in the regulated environment and respond to questions from the FSA.

 

 

 

 

 

We are often asked to develop a specifc programme of events for Compliance Departments that will improve knowledge and compliance skills. The added benefit of this in house approach is that teams, often geographically or functionally separated but with a common purpose, can develop a common understanding and purpose as well as learn new skills. For example we create a series of events to address objectives such as: -

  • To provide an up to date understanding of FSA compliance and the potential impact of new developments
  • To embed knowledge of the Risk Bask approach to monitoring
  • To develop interviewing skills to support this approach
  • To develop the format for reporting and the business writing skills to convey messages with impact 

     Contact Jayne Owen to discuss your requirements on               01327 858 292        or email jayneowen@ctp.uk.com
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Corporate Training Partnerships Ltd, London Office: 60 Lombard Street, London, EC3V 9EA. Tel: 0203 1705779
Management Training Centre: Whittlebury Hall, Whittlebury, Near Towcester, Northamptonshire, NN12 8QH. Tel: 01327 858292 | Fax: 01327 858219