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Risk and Compliance

Risk and Compliance

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Contact CTP to discuss your Risk & Compliance training, strategy or business needs 

CTP have a thorough understanding of the "regulation" … but more importantly the ability to … translate it into company process efficiently and with the minimum of fuss.”
Head of People Development, JLT Risk Solutions Ltd

Our philosophy is to address compliance as an integral part of the way business is done, not as a separate issue. In the Risk and Compliance area we provide training to two distinct audiences:-

 Compliance and risk professionals - with specialist workshops

 Business people - with the "how to" of compliance and risk

Our success comes from designing "compliance" training that delivers better business results

Our Training Consultants bring real life experience of working in the types of businesses they train this means that they can relate to the practical difficulties faced in achieveing compliance and explain how to overcome them.

We have been most successful in running interactive workshops for Boards and Senior Managers to help them address their responsibilities in the regulated environment and respond to questions from the FSA.

 

 

 

 

 

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We are often asked to develop a specific programme of events for Compliance Departments that will improve knowledge and compliance skills. The added benefit of this in house approach is that teams, often geographically or functionally separated but with a common purpose, can develop a common understanding and purpose as well as learn new skills. For example we create a series of events to address objectives such as: -

  • To provide an up to date understanding of FSA compliance and the potential impact of new developments
  • To embed knowledge of the Risk Bask approach to monitoring
  • To develop interviewing skills to support this approach
  • To develop the format for reporting and the business writing skills to convey messages with impact 

     Contact Jayne Owen to discuss your requirements on               01327 858 292        or email jayneowen@ctp.uk.com
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  • ““The review of our T&C scheme carried out by CTP really tested our controls and showed us how to make the approach more efficient in a practical and business focused context.”
    - Liz Cameron, Head of Direct Sales Compliance, Scottish Widows
  • “Very timely, excellent content, covered a lot in a short time.”
    - by Nicky Christofides, Head of Compliance at GE Money
  • “CTP provided us with a versatile range of training services from e based testing to technical modules and skills training for our advisers and sales management. They work quickly to satisfy deadlines and think creatively to achieve sustainable results. ”
    - Ian Lockhart, Sales Operations Director, Scottish Widows
  • “I would recommend this event on Understanding Insurance Accounting to anyone new to the insurance industry whether or not they are proficient in financial accountancy. ”
    - David Statham, Group Internal Auditor, IGI Insurance
  • “Role play situations really helped to put the theory of the course into an understandable context that I could relate to.”
    - Countrywide
  • “An excellent industry focused overview of the subject pitched at the right level for all attending. We took value from the day as a team.”
    - Barclays Insurance Services Ltd
  • “Good structure, content and pace of learning”
    - Group Compliance Manager, Clarke Roxburgh
  • “An excellent all round briefing with detail and in depth exploration where necessitated”
    - Tim Sierwald, Audit Manager, Assurant Solutions
  • “The session really made me think about the how to apply the theory of Risk Based Management. Lots of great thought provokers and break out sessions were extremely useful. ”
    - Anna Mansbridge, Business Quality Technician, Allianz Cornhill
  • “We commissioned CTP to undertake a competency review. They listened well, spoke our language, took time to understand our needs and provided a workable solution in a cost effective manner.”
    - John Moffatt, Compliance Director, Riverstone
  • “Pitched at appropriate level with good mix of tell and activity based learning”
    - Legal & General
  • “A difficult subject communicated effectively and in a relaxed manner. Thank you.”
    - S J Fisher, Managing Director, Colemans
  • “CTP have a thorough understanding of the "regulation" … but more importantly the ability to … translate it into company process efficiently and with the minimum of fuss.”
    - John Constable, Head of People Development, JLT Risk Solutions Ltd
  • “A very succinct and highly knowledgeable explanation and presentation of the subject”
    - Duncan Howorth, Managing Director, JLT
  • “CTP very quickly got to grips with our requirements and tailored the course to meet our needs. We had a fantastic dialogue going with our management group. ”
    - MD, Assurant Solutions
  • “CTP's training gave me a vital opportunity to consider the Arrow 2 process and has given me a head start in preparing for this important business event ”
    - Simon McCulloch, Business Development Director, Countrywide
  • “The trainer had superb knowledge of our company, our industry, the regulator and communicated in 'plain English'. There was no jargon. An excellent day! ”
    - Ceara Joyce, Head of Risk with Profits, Legal and General
  • “I found this event of great benefit. Trainer is fantastic. One of, if not the, best courses I have ever been on. Thank you so much.”
    - Rensburg Sheppards
  • “This was fantastic - I would not hesitate to go on another of these courses in the future. Thoroughly recommended. Very good -knowledgeable & approachable”
    - Harsa Charman, Liverpool Victoria
  • “Excellent course, useful practical tools given”
    - Co-operative Bank
  • “Essential event for anyone attending an FSA ARROW visit meeting”
    - James Cooper, Financial Controller, Locktons
  • “Very knowledgeable course leader who used his practical experience well.”
    - By Derek Wood, Compliance Manager at Skandia UK
  • “Useful consideration of the compliance function in the round. Some good reminders and food for thought to help benchmark where our complaince function is.”
    - By David Lingwood, Group Compliance Officer, IGI Insurance Co Ltd
  • “Corporate Training Partnerships have carried out two major projects for us involving consultancy, project work and training of a group of our managers. We were very happy with the results of their work which are standing the test of time.”
    - Karen Martin, HR and Communications Director, Britannic Assurance
  • “I would strongly urge senior managers in the insurance industry to attend this course which really prepares you for FSA interviews.”
    - Paul Williams, regional Managing Director, Folgate (Towergate)

Corporate Training Partnerships Ltd, London Office: 60 Lombard Street, London, EC3V 9EA. Tel: 0203 1705779
Milton Keynes Office: Suite 1:20, Second Floor, Norfolk House East, 499 Silbury Boulevard, Milton Keynes, Buckinghamshire, MK9 2AH  Tel: 01908 488170

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