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Although much has been said about Conduct Risk from the regulatory perspective, less has been done to help firms address the issue coherently. As the industry begins to rebuild consumer trust, it is essential firms understand the nature of Conduct Risk within the context of their own business models and how to take positive action to address this risk. While the primary driver for seeking the effective management of conduct risk is to secure commercial success, there are additional pressures stemming from the ever higher standards being demanded by regulators, both nationally and internationally.
This workshop will address the issues firms need to take into account in order to manage and mitigate conduct risk. It will highlight the key themes in current thinking and provide practical pointers to help delegates ensure their firms’ approaches and arrangements are as effective as possible.
Specifically, attending will help you:
This workshop is aimed at directors and other senior staff involved in establishing and embedding their firm’s culture and in managing the business compliantly. The workshop will also be relevant to Risk and Compliance specialists, along with those responsible for board level oversight of the control functions. Please note: if you work for a London Insurance Market or General Insurance firm, see our highly focused course: Managing Insurance Conduct Risk.
Topics covered may include but are not limited to: