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Since assuming their powers in April 2013, the PRA and FCA have clearly signalled, and acted upon, their intention to subject managers in the most senior positions to a more intense and intrusive level of scrutiny. The consequences of failing to comply with the enhanced requirements are likely be damaging for the approved individual and highly disruptive for the organisation.
Accordingly, this focused event is specifically designed to help Senior Managers and Approved Persons holding Significant Influence Functions:
This event will be of value to individuals falling under the scope of the Approved Person or Senior Manager regimes or about to become so. It will also be of interest to those responsible for managing or supporting SIFs and Senior Managers. This programme is particularly useful ahead of a regulatory visit or as part of the induction for senior managers. (We offer an alternative course dealing specifically with the Senior Insurance Managers Regime: please contact us for further information.)
Topics may include but are not limited to:
The Regulatory Framework and Approach
Responsibilities of Approved Persons
Risk systems and controls
Regulatory Hot Topics