13 Nov 2019, London
9:30am to 4:30pm
The new and ever changing world of digital media offers tremendous opportunities - and significant risks - to financial services organisations, and something of a headache to regulators.
Specifically developed for Compliance, Legal and Marketing specialists in FCA regulated firms, this timely course will bring you up to date with the latest FCA regulations, guidance and approach to digital media and examine the implications for your marketing activities and compliance controls.
Attending will enable you to:
This course will be of value to Compliance, Legal and Marketing specialists, as well as Senior Managers with oversight responsibility for Compliance, Marketing and Corporate Communications.
This course will use a combination of tutor input, discussion, examples and case studies to identify and address the practical digital media issues facing financial institutions. Class size will be limited to 16 to ensure a high quality learning environment.
Adam Samuel is a compliance specialist and lawyer who has spent much of the last 20 years checking and advising firms from major banks to small one-man firms on financial promotions. Qualified as a lawyer on both sides of the Atlantic and proud holder of an AFPC and CISI compliance diploma, Adam wrote the only major book on financial services complaint handling in 2005. His expert evidence on investment risk and compliance has been accepted by the English High Court and the Gibraltar Supreme Court.
|FCA and Digital Media||
|Digital Media Risks||
|Digital Media Best Practice||
|Comparison and Aggregator Sites||
|TCF and SYSC Requirements||
This course can be delivered in-house at a time and location to suit your business and tailored to suit your people and organisation. We can also create bespoke training when something very specific is needed.Please contact us to discuss your requirements in more detail and at no obligation.