08 Dec 2020, remote delivery
10:00am to 16:00pm
Course fees: £425.00 + vat per person
Savings for multiple registrations
Firms have worked hard to implement the Senior Managers and Certification Regime - for solo regulated firms by December 2019. But SMCR isn’t just for Christmas! Implementation is just the start of a longer process to ensure that concepts of individual accountability are fully integrated into “business as usual” in regulated firms.
If you have responsibility for SMCR in your organization, this fully interactive workshop will help you benchmark your achievements post implementation, highlight and address potential issues or areas of concern and plan the next steps as your firm progresses along its SMCR journey.
Attending will help you:
Anyone responsible for setting up, implementing and administering the SMCR within a financial services organisation, especially individuals in Risk, Compliance and Operations. The course may also be of interest to Human Resources staff and to those in Internal Audit. It will also be suited to those who are coming new to the SMCR for the first time.
This course will be delivered via a real time slide sharing and live audio visual platform, accessible by desktop computer, laptop, tablet or smartphone. Delegate numbers will be limited to ensure a high quality and interactive learning experience.
Charles Cattell is a consultant and training practitioner with extensive expertise across the financial services sector. He advises, trains and develops a broad range of financial services clients and their senior managers about the human aspects of regulation with a particular focus on managing people risk, the development of competence and expertise and the enhancement of corporate culture. His clients include banks, product providers, intermediary firms, and insurers with whom he works at a senior level on learning, leadership, regulatory and corporate governance issues. Charles also works with trade associations, examining bodies and regulators, whom he has advised on competence and professionalism issues. He is a Chartered Fellow of the Chartered Institute of Personnel and Development, a Chartered Member of the Chartered Institute for Securities & Investment and a Chartered Insurance Practitioner and an Associate of the Chartered Insurance Institute.
|Progress so far||
|Bedding down the Senior Managers Regime||
|Fit and Proper Challenges||
|Developing understanding of and commitment to the Conduct Rules||
|Individual behaviour and corporate culture||
This course can be delivered in-house at a time and location to suit your business and tailored to suit your people and organisation. We can also create bespoke training when something very specific is needed.Please contact us to discuss your requirements in more detail and at no obligation.