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The Training Environment For Financial Services
You are looking at one of our in-house courses. Many of our in-house programmes are also available as open courses on specific dates. Click here to see our open course calendar.
Over the past 4 years, the Financial Conduct Authority (FCA) has administered fines exceeding £1.4 billion. Common problem areas have included financial crime, market conduct and material systems and control failings.
This workshop will explore the common root causes that have led to enforcement action, and the steps firms can take to avoid them in the future.
Do not let the threat of investigations and fines loom over your firm. Join us for this educational workshop and emerge equipped with the knowledge and strategies to safeguard your firm's future success.
This workshop is intended for financial services professionals at investment firms. The content will be of particular interest to senior managers, money laundering officers, compliance and risk professionals.
