The Training Environment For Financial Services

In house training

All the programmes listed below can be delivered in-house at a time and location to suit your business and tailored to suit your people and organisation. We can also create bespoke training when something very specific is needed.
Please contact us to discuss your requirements in more detail and at no obligation.

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Compliance and Risk
Senior Managers and Governance
Operations and Technical
HR and Training & Development
Marketing and Product Development
Professional Skills
Our in house courses

Best Execution - meeting FCA Expectations

Board Reporting

CASS Client Money and Assets

Complaint Handling under DISP

Compliance Monitoring under the FCA

Conduct Rules Training under SMCR

Conduct Rules - understanding your Obligations under SMCR

Creating an Effective ICAAP/ICARA

Data Governance under GDPR

Data Quality and Governance under Solvency II

De-mystifying the Financial Ombudsman Service

Digital Media and the FCA

Diversity and Inclusion in Financial Services

Do you have the right Culture?

Effective Change Management - the Key Steps

Effective Cyber Security for FCA Regulated Firms

Effective Written Communication

FCA Regulation for FinTech Firms

FCA Regulation for HR Specialists

Financial Promotion for Banks, Building Societies and Consumer Credit Firms

Financial Promotion for General insurance and Protection Products

Financial Promotions under COBS

Foundation in FCA Regulation

Foundation in Reinsurance

Fund Governance and Oversight under the FCA

Fund Onboarding - a Practical Introduction

Handling Client Money in Claims Management - Meeting CASS 13 Requirements

Handling Client Money in General Insurance

Implementing Individual Accountability

Internal Consulting Skills

Introduction to Authorised Funds

Introduction to Fund Pricing and Asset Valuation

Leading Strategically

Managing Conduct Risk under the FCA

Managing Culture, Conduct and Commercial Objectives in Financial Services

Managing Insurance Conduct Risk

Managing with Skill, Care and Diligence under SMCR

Managing your Data Risks

Market Abuse: ensuring compliance under MAR

Outsourcing in Financial Services

Persuading and Influencing

Preparing for your FCA Visit

Product Governance under the FCA

Reasonable Steps - meeting your Obligations as a Senior Manager

Reasonable Steps - supporting Senior Managers under SMCR

Responsibilities of Senior Managers

Risk Management Information and Reporting

Risks, Controls and Oversight by the Board

Skilled Compliance Investigations

SM&CR - the Role of HR

SMCR during COVID-19 - the Role of HR

SMCR - good practice workshop

SMCR - managing Ongoing Compliance

Strategy - the Role of the Board

Suitability - meeting Advice and Discretionary Fund Management Standards

The Art of Handling Complaints

Transaction Reporting under MiFIR

Understanding General Insurance Finance

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