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Regulators expect investment firms to treat their Individual Capital Adequacy Assessment Process (ICAAP) as a risk management tool to inform business decisions and not merely a compliance exercise.
This practical course will help those attending understand the core ICAAP requirements and how to pull them together to create an effective ICAAP that is more than just a “box-ticking” exercise. It will also help delegates understand what to expect from a Supervisory Review and Evaluation Process (SREP) and how to manage the process effectively.
The programme will benefit Compliance, Operational Risk and Internal Audit prrofessionals in regulated investment firms subject to the demands of the production, maintenance and review of an ICAAP document, as well as senior Finance and Chief Operating Officers who are involved in the production of the ICAAP and need to understand its place in the control and governance framework.
Attending will help you:
This workshop is typically based on a case study developed throught the programme, complemented by trainer input, knowledge sharing and interactive syndicate work.
Topics may include but are not limited to: