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Following the implementation of the Senior Managers and Certification Regime (SMCR), 2020 was meant to be a year of transition and consolidation of SMCR good practice. These best laid plans have now been overtaken by the COVID-19 crisis. Nevertheless, the obligations for all firms to comply with the regime remain and, as the economy emerges from lockdown into a new-normal environment, the need for effective leadership and management is greater than ever.
This interactive workshop has been designed to support those who lead teams across the full range of management and supervisory roles.
Attending will enable participants to:
This workshop is equally appropriate for both newly appointed and more experienced managers and leaders from either solo or dual-regulated firms.
(We can also offer a shorter briefing specifically designed for those in Compliance, Risk and Human Resource functions who support the development of leaders, managers and supervisors at all levels in their firms.)
This course will be delivered via a real time slide sharing and live audio visual platform, accessible by desktop computer, laptop, tablet or smartphone. Class size will be limited to ensure a high quality and interactive learning experience.
Topics covered may include but are not limited to:
Core issues and challenges of leadership
Leadership and the culture of the firm
Leadership and the Conduct Rules
Managing teams during Covid-19
Managing individuals
Managing individual performance
Fit and proper status
Addressing performance problems