This workshop is designed for individuals who play a critical role in ensuring the effectiveness and good governance of boards within regulated financial institutions. It is particularly valuable to Board Members, Company Secretaries and Board Support Professionals, Senior Executives and Leaders, Governance, Risk and Compliance, Human Resources Professionals and Legal Counsel.
Lucien Carter
Lucian has extensive experience and a dynamic facilitation style. For the past 24 years, he has served as a director and senior manager in renowned financial services companies like StudyFlex Ltd, Rathbones PLC, Brown Shipley Co Ltd and Skillcast PLC. This experience has equipped him with a deep understanding of the complex interplay between commercial, compliance and risk control within the boardroom.
Lucien is a Fellow of the Chartered Management Institute (FCMI), holding a CISI L4 Investment Advice Diploma (ASCI) and the TA101 programme from the Institute of Transactional Analysis. Additionally, he possesses a BPS Level A&B Psychometric Licence, demonstrating his expertise in understanding and working with different personalities.
Beyond his credentials, Lucien excels at facilitating collaborative discussions and driving meaningful outcomes through his engaging and creative approach. He has a proven ability to build strong relationships and generate stakeholder engagement at all levels, including boards of directors.
Furthermore, Lucien possesses an in-depth knowledge of relevant regulations such as SYSC, SMCR, TC/FIT, COBS, PROD, MiFID II, MAR, CoCON and the new Consumer Duty. This expertise ensures your board operates within a compliant and efficient framework.
Session | Content |
Introduction |
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Who Does What? |
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Board Reporting - Good Governance |
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Outcomes Based Regulation - Demonstration of example linked to case study |
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Key Takeaways From The Session |
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This course can be delivered in-house at a time and location to suit your business and tailored to suit your people and organisation. We can also create bespoke training when something very specific is needed.Please contact us to discuss your requirements in more detail and at no obligation.