Communication, communication, communication. In any areas of our lives - whether professional or personal - communication is fundamental. Get it right and many difficulties can be avoided. Get it wrong and a whole host of issues will arise.
What makes good communication? How do we develop our professional compliance practices to avoid unnecessary difficulties? How can we effectively communicate to ensure good outcomes?
Through a series of topics, small group discussions and plenary feedback, this course aims to provide practitioners with the platform and opportunity to discuss with industry colleagues these vital and challenging issues. Having completed this roundtable seminar, individuals will be better equipped to identify strengths and weaknesses in the current practices and to have strategies to address key areas identified as needing improvement.
Anyone responsible for or involved in compliance (policies, implementation, strategic planning etc) within a financial services organisation.
Steven Martz is a consultant and training practitioner with over 10 years' experience in the financial sector. He consults on risk, compliance and operations with a particular focus on implementing change across regulations, systems and processes. He has held SMF16/17 functions in investment management and authorised fund management firms. In addition, he delivers training in compliance and operations, and is a teaching fellow at the University of Edinburgh where he delivers courses in philosophy. He holds a PhD from the University of Edinburgh.
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Introduction & Overview |
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Frontline Experiences |
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Timely |
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Relevance |
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Simplicity |
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Resources |
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Small Group Discussion |
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Strategies & Approaches |
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This course can be delivered in-house at a time and location to suit your business and tailored to suit your people and organisation. We can also create bespoke training when something very specific is needed.Please contact us to discuss your requirements in more detail and at no obligation.